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| Compliance NY Open (J#45162) Title: Compliance Company: Forex Capital Markets Salary: $50,000 annually (Negotiable based on experience) Job Description: The Compliance-Regulatory Affairs Associate will provide support to the regulatory affairs team and is responsible for reviewing, maintaining, documenting and responding to regulatory requests. The Compliance Associate will also ensure the quality of content and format of regulatory submissions. They also have to ensure consistency, completeness, and adherence of standards for all submissions. Key Duties and Responsibilities: - Review and respond to regulatory requests - Understand and develop knowledge of regulatory guidelines and how they influence firm s business processes - Liaise with the Operations, Legal and other departments as needed - Must be familiar with Operations and Treasury processes; new account activations, back office operations, and transactions - Assist with internal and external audits of the firm - Maintain and update documentation and files - Assist in reviewing and producing compliance policies and procedures as needed - Perform special projects as needed - Assist in general responsibilities and designated tasks of the Compliance program Experience and Skills: - Fundamental understanding of regulatory issues that could affect the firm - Knowledge of global regulatory requirements with respect to, but not limited to, Anti-Money Laundering, NFA/CFTC regulations, FSA and European regulations - Self-starter and able to work with other departments and build smooth working relationships - Team player and able to prioritize in a fast moving, constantly changing environment - Strong research skills, analytical and problem solving skills, and attention to detail - Highly developed written and oral communication skills and interpersonal skills - Excellent organizational skills and ability to manage multiple tasks - Strong computer skills and proficiency in Microsoft Word, Excel, PowerPoint and Outlook Qualifications and Requirements: - Must be eligible to work in the USA (No H1 Visa Sponsorship) - BA/BS Degree in a related study with a 3.0 minimum GPA - 1-2 years Compliance or relevant department experience with regulatory compliance in a financial institution. Additional Preferred Experience (not required): - An advanced degree - Experience in conducting compliance and/or legal research and policy drafting - Fluency in French, Italian, German, Greek, Japanese, or Chinese Prior to submitting your resume, the firm requests that you do the following: Review the firm s website thoroughly: www.fxcm.com Salary: $50,000 annually (Negotiable based on experience) Benefits: Medical, Vision, Dental, 401k, Life Insurance, and Long Term Disability About the Company: FXCM Inc. (NYSE: FXCM) is a global online provider of foreign exchange (forex) trading and related services to retail and institutional customers world-wide. At the heart of FXCM's client offering is No Dealing Desk forex trading. Clients benefit from FXCM s large network of forex liquidity providers enabling FXCM to offer competitive spreads on major currency pairs. Clients have the advantage of mobile trading, one-click order execution and trading from real-time charts. FXCM's U.K. subsidiary, Forex Capital Markets Limited, also offers CFD products with no re-quote trading and allows clients to trade oil, gold, silver and stock indices along with forex on one platform. In addition, FXCM offers educational courses on forex trading and provides free news and market research through DailyFX.com. FXCM is an Equal Opportunity Employer. | |||
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